Sarbannes-Oxley

The Sarbanes-Oxley Act (SOX) is a federal law establishing regulations to improve the reliability of financial reporting and reduce corporate fraud. It was created to help protect shareholders and the general public from fraudulent practices. Financial firms must include an assessment of their internal accounting controls and financial reporting procedures in their annual reports. Financial executives must certify the accuracy of company financial statements. Non-compliance will result in fines and penalties enforced by the Securities and Exchange Commission (SEC).

Rizkly provides a simpler path to SOX compliance. With a secure cloud-based service for managing compliance tasks, Rizkly’s Guided Compliance approach helps organizations achieve and maintain SOX compliance with reduced cost and effort compared to traditional consulting solutions:

  • Integrated third-party audit expertise and knowledge to reduce the SOX compliance learning curve

  • Templates and documents that you complete by answering simple questions

  • Dashboards and alerts for managing technical and administrative tasks

  • Secure cloud-based document repository for organizing, sharing, and managing access to project documents

Benefits

  • Compliance Advisory Included: Assistance with compliance tasks through checklists and suggestions tailored to your project. Streamline collaboration between team members and consultants through multiple channels of communication: chat, email, phone

  • Tasking and Tracking: Assign ownership and access compliance status with a few clicks. Users receive alerts when it’s time to review controls or attach evidence

  • Compliance Audit Documentation: One-click creation of audit-ready documentation such as System Security Plans (SSP) and Incident Response Plans  (IRP) reduces the time and effort needed to create, review, and maintain compliance documents, letting you focus on implementing security, rather than documenting it

  • Third-Party Assessor Access: streamline assessment and certification efforts with secure 3rd-party auditor or partner access to appropriate information in Rizkly.  Learn more about all of the features that make Rizkly the perfect SMB cyber and data privacy compliance solution here.

  • Supply Chain Compliance: assign customized subsets of controls to vendors and suppliers and simplify compliance management when cyber initiatives must extend beyond the boundaries of your own organization.

Questions about CMMC and where you stand?  

We will pick up the phone and give you a call to discuss your needs. 

Schedule an CMMC Planning Discussion